{"id":43447,"date":"2025-07-09T10:35:37","date_gmt":"2025-07-09T14:35:37","guid":{"rendered":"https:\/\/web.uri.edu\/research-admin\/?page_id=43447"},"modified":"2026-04-21T14:48:46","modified_gmt":"2026-04-21T18:48:46","slug":"export-controls","status":"publish","type":"page","link":"https:\/\/web.uri.edu\/research-admin\/integrity-security\/export-controls\/","title":{"rendered":"Export Controls"},"content":{"rendered":"\n<p class=\"type-intro fullwidth\">It is URI&#8217;s policy that all personnel, including employees, visiting scientists, postdoctoral fellows, students, and other persons retained by or working at or for URI conduct their affairs in accordance with U.S. laws and regulations, including compliance with U.S. export control laws and regulations applicable to its operations.<\/p>\n\n\n\n<div class=\"wp-block-columns equal-height is-layout-flex wp-container-core-columns-is-layout-9d6595d7 wp-block-columns-is-layout-flex\">\n<div class=\"wp-block-column is-layout-flow wp-block-column-is-layout-flow\"><div class=\"cl-wrapper cl-card-wrapper\"><a class=\"cl-card  \" href=\"https:\/\/web.uri.edu\/research-admin\/integrity-security\/export-controls\/manual\/\" title=\"\"><div class=\"cl-card-container text\"><div class=\"cl-card-text\"><h2>Export Control Manual<\/h2><p><span style=\"font-style: normal;white-space: normal;font-size: medium\">Review URI&#8217;s guidelines for handling controlled technologies and information.<\/span><\/p><\/div><\/div><div class=\"cl-card-container button\">learn more<\/div><\/a><\/div><\/div>\n\n\n\n<div class=\"wp-block-column is-layout-flow wp-block-column-is-layout-flow\"><div class=\"cl-wrapper cl-card-wrapper\"><a class=\"cl-card  \" href=\"https:\/\/web.uri.edu\/research-admin\/integrity-security\/export-controls\/policy-guidance\/\" title=\"\"><div class=\"cl-card-container text\"><div class=\"cl-card-text\"><h2>Policy and Guidance<\/h2><p>URI\u2019s official policy summary covering export control laws, agency roles, licensing requirements, etc.<\/p><\/div><\/div><div class=\"cl-card-container button\">learn more<\/div><\/a><\/div><\/div>\n\n\n\n<div class=\"wp-block-column is-layout-flow wp-block-column-is-layout-flow\"><div class=\"cl-wrapper cl-card-wrapper\"><a class=\"cl-card  \" href=\"https:\/\/web.uri.edu\/research-admin\/integrity-security\/export-controls\/training\/\" title=\"\"><div class=\"cl-card-container text\"><div class=\"cl-card-text\"><h2>Training<\/h2><p>Understand and comply with export control regulations, licensing procedures, and best practices for safeguarding restricted research.<\/p><\/div><\/div><div class=\"cl-card-container button\">get started<\/div><\/a><\/div><\/div>\n<\/div>\n\n\n\n<p>Export controls are a dynamic and multi-faceted body of law and regulations that can affect a research institution in many ways. Compliance with the statutory and regulatory requirements is critical because non-compliance may carry serious civil and\/or criminal penalties for both the researcher and the institution. Export controls present a special challenge to research institutions because they demand that national security and the necessary safeguards it mandates be reconciled with the fundamental principle of unrestricted academic freedom, which includes the right to freely publish research findings within an unfettered global academic community.<\/p>\n\n\n\n<p>Export Control Laws and Regulations provide significant exceptions for research performed in the United States that meets the definition of \u201cFundamental Research\u201d and information that is considered to be in the \u201cPublic Domain.\u201d Both of these exclusions were legislated to protect academic and intellectual freedoms which are fundamental URI commitments. See more discussion of these areas in the <a href=\"https:\/\/uri0.sharepoint.com\/sites\/DREDPolicyRevisions\/Shared%20Documents\/Forms\/AllItems.aspx?id=%2Fsites%2FDREDPolicyRevisions%2FShared%20Documents%2FWebsite%20Documents%2FResearch%20%20Security%20%2D%20Export%20Controls%2FExport%20Control%20Quick%20Guide%2Epdf&amp;parent=%2Fsites%2FDREDPolicyRevisions%2FShared%20Documents%2FWebsite%20Documents%2FResearch%20%20Security%20%2D%20Export%20Controls\" data-type=\"link\" data-id=\"https:\/\/uri0.sharepoint.com\/sites\/DREDPolicyRevisions\/Shared%20Documents\/Forms\/AllItems.aspx?id=%2Fsites%2FDREDPolicyRevisions%2FShared%20Documents%2FWebsite%20Documents%2FResearch%20%20Security%20%2D%20Export%20Controls%2FExport%20Control%20Quick%20Guide%2Epdf&amp;parent=%2Fsites%2FDREDPolicyRevisions%2FShared%20Documents%2FWebsite%20Documents%2FResearch%20%20Security%20%2D%20Export%20Controls\">Export Control Quick Guide<\/a>, and please review the <a href=\"https:\/\/web.uri.edu\/research-admin\/integrity-security\/export-controls\/manual\/\" data-type=\"page\" data-id=\"43654\">URI Export Control Manual<\/a>.<\/p>\n\n\n\n<p>URI is committed to monitoring URI\u2019s transactions and relationships to ensure that export control requirements are met, provide guidance and training so that faculty and staff are aware of export control requirements, and manage export control-related correspondence and reporting so that government agencies are satisfied with URI\u2019s compliance efforts, policies and procedures.<\/p>\n\n\n\n<h3 class=\"wp-block-heading\">Export Control Forms and Documents<\/h3>\n\n\n<div id=\"footable_parent_44852\"\n         class=\" footable_parent ninja_table_wrapper loading_ninja_table wp_table_data_press_parent semantic_ui \">\n                <table data-ninja_table_instance=\"ninja_table_instance_0\" data-footable_id=\"44852\" data-filter-delay=\"1000\" aria-label=\"Research Admin Docs\"            id=\"footable_44852\"\n           data-unique_identifier=\"ninja_table_unique_id_50388942_44852\"\n           class=\" foo-table ninja_footable foo_table_44852 ninja_table_unique_id_50388942_44852 ui table  ninja_search_right nt_type_ajax_table selectable striped vertical_centered  footable-paging-right ninja_table_pro ninja_table_afd_columns ninja_table_afcs_columns_3 ninja_table_afcl_new_line ninja_table_has_custom_filter\">\n                <colgroup>\n                            <col class=\"ninja_column_0 \">\n                            <col class=\"ninja_column_1 hidden\">\n                            <col class=\"ninja_column_2 hidden\">\n                            <col class=\"ninja_column_3 \">\n                    <\/colgroup>\n            <\/table>\n    \n    \n    \n<\/div>\n\n\n\n<section class=\"cl-wrapper cl-boxout-wrapper\"><div class=\"cl-boxout  \"><h1>Contact<\/h1>\n\n<p>Carol A. Connolly, Director, Research Security and Research Contracts, <a href=\"mailto:carolconnolly@uri.edu\">carolconnolly@uri.edu<\/a>, 401.874.5467<br>Jennifer Cragan, Facility Security Officer, <a href=\"mailto:j_cragan@uri.edu\">j_cragan@uri.edu<\/a>, 401.874.2865<br>or\u00a0<a href=\"mailto:researchintegrity@etal.uri.edu\">researchintegrity@etal.uri.edu<\/a>, 401.874.4328<\/p>\n\n<\/div><\/section>","protected":false},"excerpt":{"rendered":"<p>It is URI&#8217;s policy that all personnel, including employees, visiting scientists, postdoctoral fellows, students, and other persons retained by or working at or for URI conduct their affairs in accordance with U.S. laws and regulations, including compliance with U.S. export control laws and regulations applicable to its operations. Export controls are a dynamic and multi-faceted [&hellip;]<\/p>\n","protected":false},"author":581,"featured_media":0,"parent":13,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"footnotes":"","_links_to":"","_links_to_target":""},"class_list":["post-43447","page","type-page","status-publish","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/web.uri.edu\/research-admin\/wp-json\/wp\/v2\/pages\/43447","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/web.uri.edu\/research-admin\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/web.uri.edu\/research-admin\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/web.uri.edu\/research-admin\/wp-json\/wp\/v2\/users\/581"}],"replies":[{"embeddable":true,"href":"https:\/\/web.uri.edu\/research-admin\/wp-json\/wp\/v2\/comments?post=43447"}],"version-history":[{"count":5,"href":"https:\/\/web.uri.edu\/research-admin\/wp-json\/wp\/v2\/pages\/43447\/revisions"}],"predecessor-version":[{"id":45343,"href":"https:\/\/web.uri.edu\/research-admin\/wp-json\/wp\/v2\/pages\/43447\/revisions\/45343"}],"up":[{"embeddable":true,"href":"https:\/\/web.uri.edu\/research-admin\/wp-json\/wp\/v2\/pages\/13"}],"wp:attachment":[{"href":"https:\/\/web.uri.edu\/research-admin\/wp-json\/wp\/v2\/media?parent=43447"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}